Responsibility Between Neuroscience and Criminal Law. The Control Component of Criminal Liability

Sofia Bonicalzi, Patrick Haggard

Abstract


Abstract: The paper discusses the contribution that the neuroscience of action can offer to the legal understanding of action control and responsibility in the case of adult individuals. In particular, we address the issues that follow. What are the cognitive capacities that agents must display in order to be held liable to punishment in criminal law? Is the legal model of liability to punishment compatible with a scientifically informed understanding of voluntary behaviour? To what extent should the law take into account people’s subjective feelings about their own actions? As a result of our analyses, we indicate some areas where the contribution of the neuroscience of action to the law is potentially relevant. We focus on the subjectivity mechanisms of action control, specifically the requirement that the agent must violate the law voluntarily in order to be held responsible, and on the factors that modulate the wrongdoer’s experience of agency. Overall, we advocate more cross-disciplinary work, aimed to bridge the gap between conceptual boundaries, on the theme of responsibility for actions.

Keywords: Responsibility; Neurolaw; Sense of Agency; Criminal Law; Criminal Liability

 

La responsabilità tra neuroscienza e diritto penale. La componente di controllo dell’imputabilità penale

Riassunto: L’articolo discute il contributo che la neuroscienza dell’azione può offrire ai temi del controllo dell’azione e della responsabilità in ambito legale, nel caso degli individui adulti. In particolare, ci occuperemo delle questioni che seguono. Quali sono le abilità cognitive che un agente deve possedere per esser considerato penalmente responsabile e quindi punibile? Il modello legalistico della responsabilità è compatibile con il modello scientifico-naturalistico del comportamento umano? Fino a che punto variazioni nel senso di controllo soggettivo sulle azioni dovrebbero essere considerate un parametro rilevante in sede penale? Sulla scorta della nostra analisi, indicheremo alcune aree nelle quali il contributo della neuroscienza dell’azione a questioni legate al tema della responsabilità legale potrebbe rivelarsi rilevante. L’articolo si concentra sui meccanismi che regolano il senso soggettivo di controllo dell’azione – in particolare il requisito secondo il quale l’agente deve violare la legge volontariamente per essere ritenuto responsabile –, e sui fattori che modulano il senso di agentività del colpevole. In conclusione, difenderemo l’appropriatezza di una più ampia riflessione multi-disciplinare volta a ridurre le incompatibilità fra differenti approcci al tema della responsabilità per le nostre azioni.

Parole chiave: Responsabilità; Neurodiritto; Senso di agentività; Diritto penale; Imputabilità penale


Parole chiave


Responsibility; Neurolaw; Sense of Agency; Criminal Law; Criminal Liability

Full Text

PDF

Riferimenti bibliografici


Aristotle (1955), The Ethics of Aristotle: The Nicomachean Ethics, Penguin Books, London.

Ashworth, A. (2009). Principles of Criminal Law, Oxford University Press, New York, 6th edition.

Austin, J. (1956). A Plea for Excuses. In: «Proceedings of the Aristotelian Society», vol. LVII, pp. 1-30.

Austin, J., Campbell, R. (1885). Lectures on Jurisprudence, Or, The Philosophy of Positive Law, Murray, London.

Banks, W.P., Isham, E.A. (2009). We Infer Rather than Perceive the Moment We Decided to Act, in: «Psychological Science», vol. XX, n. 1, pp. 17-21.

Barlas, Z., Hockley, W.E., Obhi, S.S. (2018). Effects of Free Choice and Outcome Valence on the Sense of Agency: Evidence from Measures of Intentional Binding and Feelings of Control. In: «Experimental Brain Research», vol. CCXXXVI, n. 1, pp. 129-139.

Benjamin Pasquereau, B., Turner, R.S. (2015). Dopamine Neurons Encode Errors in Predicting Movement Trigger Occurrence. In: «Journal of Neurophysiology», vol. CXIII, n. 4, pp. 1110-1123.

Beyer, F., Sidarus, N., Bonicalzi, S., Haggard, P. (2017). Beyond Self-Serving Bias: Diffusion of Responsibility Reduces Sense of Agency and Outcome Monitoring. In: «Social Cognitive and Affective Neuroscience», vol. XII, n. 1, pp. 138-145.

Cane, P. (2002). Responsibility in Law and Morality. Hart Publishing, Portland (OR).

Caspar, E.A., Christensen, J.F., Cleeremans, A., Haggard, P. (2016). Coercion Changes the Sense of Agency in the Human Brain. In: «Current Biology», vol. XXVI, n. 5, pp. 585-592.

Chambon, V., Wenke, D., Fleming, S.M., Prinz, W., Haggard, P. (2013). An Online Neural Substrate for Sense of Agency. In: «Cerebral Cortex», vol. XXIII, n. 5, pp. 1031-1037.

Chisholm, R. (1966). Freedom and Action. In: K. Lehrer (ed.), Freedom and Determinism, Random House, New York, pp. 11-44.

Christensen, J., Di Costa, S., Beck, B., Haggard, P. (2016). I just lost it! Fear and Anger Reduce Sense of Agency: A Study Using Intentional Binding. In: «Experimental Brain Research», vol. CCXXXVII, n. 5, pp. 1205-1212.

Claydon, L. (2012). Are There Lessons to Be Learned from a More Scientific Approach to Mental Condition Defences?. In: «International Journal of Law and Psychiatry», vol. XXXV, n. 2, pp. 88-98.

Davidson, D. (2001). Essays on Actions and Events: Philosophical Essays, Clarendon Press, Oxford.

De Caro, M., Lavazza, A., Sartori, G. (a cura di) (2013), Quanto siamo responsabili? Filosofia, neuroscienze e società, Codice Edizioni, Torino.

Desmurget, M., Reilly, K.T., Richard, N., Szathmari, A., Mottolese, C., Sirigu, A. (2009). Movement Intention After Parietal Cortex Stimulation in Humans. In: «Science», vol. CCCXXIV, n. 5928, pp. 811-813.

Dickinson, A., Balleine, B. (2002). The Role of Learning in the Operation of Motivational Systems. In: H. Pashler (ed.), Stevens’ Handbook of Experimental Psychology: Learning, Motivation, and Emotion, Wiley, Hoboken (NJ), pp. 497-533.

Diedrichsen, J., Bastian, A. (2014). Cerebellar Function. In: M.S. Gazzaniga, G.R. Mangun (eds.), The Cognitive Neurosciences, MIT Press, Cambridge (MA), 5th edition, pp. 451-460.

Dum, R.P., Bostan, A.C., Strick, P.L. (2014). Basal Ganglia and Cerebellar Circuits with the Cerebral Cortex. In: M.S. Gazzaniga, G.R. Mangun (eds.), The Cognitive Neurosciences, MIT Press, Cambridge (MA), 5th edition, pp. 419-434.

Edwards, J.L.J. (1958). Automatism and Criminal Responsibility. In: «The Modern Law Review», vol. XXI, n. 4, pp. 375-386.

Engbert, K., Wohlschläger, A., Haggard, P. (2008). Who Is Causing What? The Sense of Agency Is Relational and Efferent-Triggered. In: «Cognition», vol. CVII, n. 2, pp. 693-704.

Filevich, E., Kühn, S., Haggard, P. (2012). Intentional Inhibition in Human Action: The Power of “No”. In: «Neuroscience & Biobehavioral Reviews», vol. XXXVI, n. 4, pp. 1107-1118.

Fischer, J.M. (2013). Desert and the Justification of Punishment. In: T.A. Nadelhoffer (ed.), The Future of Punishment, Oxford University Press, New York, pp. 3-24.

Fischer, J.M., Ravizza, M. (1988). Responsibility and Control: A Theory of Moral Responsibility, Cambridge University Press, New York.

Fourneret, P., Jeannerod, M. (1998). Limited Conscious Monitoring of Motor Performance in Normal Subjects. In: «Neuropsychologia», vol. XXXVI, n. 11, pp. 1133-1140.

Frankena, W. (1966). Ethics, Prentice-Hall Incorporated, Upper Saddle River (NJ) 1963; M. Schlick, When is a Man Responsible?. In: B. Berofsky (ed.), Free Will and Determinism, Harper & Row, New York.

Frith, C.D. (2013). The Psychology of Volition. In: «Experimental Brain Research», vol. CCXXIX, n. 3, pp. 289-299.

Gazzaniga, M.S. (2006). The Ethical Brain: The Science of Our Moral Dilemmas, Harper Perennial, New York.

Ghosh, A., Rothwell, J., Haggard, P. (2014). Using Voluntary Motor Commands to Inhibit Involuntary Arm Movements. In: «Proceedings of the Royal Society. Section B – Biological Sciences», vol. CCLXXXI, n. 1794, pp. 20141139.

Greene, J.D., Cohen, J. (2004). For the Law, Neuroscience Changes Nothing and Everything. In: «Philosophical Transactions of the Royal Society of London. Series B - Biological Sciences», vol. CCCLIX, n. 1451, pp. 1775-1785.

Guttmacher, M.S. (1955). The Psychiatrist as an Expert Witness. In: «The University of Chicago Law Review», vol. XXII, n. 2, pp. 325-330.

Haggard, P. (2005). Conscious Intention and Motor Cognition. In: «Trends in Cognitive Sciences», vol. IX, n. 6, pp. 290-295.

Haggard, P. (2014). Intention and Agency. In: M.S. Gazzaniga, G.R. Mangun (eds.), The Cognitive Neurosciences, MIT Press, Cambridge (MA), 5th edition, pp. 875-885.

Haggard, P., Chambon, V. (2012). Sense of Agency. In: «Current Biology», vol. XXII, n. 10, pp. R390-392.

Haggard, P., Clark, S. (2003). Intentional Action: Conscious Experience and Neural Prediction. In: «Consciousness and Cognition», vol. XII, n. 4, pp. 695-707.

Haggard, P., Clark, S., Kalogeras, J. (2002). Voluntary Action and Conscious Awareness. In: «Nature Neuroscience», vol. V, n. 4, pp. 382-385.

Hall, J. (1963). The M’Naghten Rules and Proposed Alternatives. In: «American Bar Association Journal», vol. XLIX, n. 10, pp. 960-964.

Halpin, A. (2004). Definition in the Criminal Law, Hart Publishing, Portland (OR).

Hart, H.L.A. (1951). The Ascription of Responsibility and Rights. In: G. Ryle, A. Flew (eds.), Proceedings of the Aristotelian Society, Blackwell, Hoboken (NJ), pp. 171-194.

Hart, H.L.A. (2008). Punishment and Responsibility: Essays in the Philosophy of Law, Oxford University Press, Oxford.

Husak, N. (1987). Philosophy of Criminal Law, Rowman & Littlefield, Lanham.

Jenkins, I.H., Jahanshahi, M., Jueptner, M., Passingham, R.E.., Brooks, D.J. (2000). Self-Initiated versus Externally Triggered Movements. In: «Brain», vol. CXXVI, n. 6, pp. 1216-1228.

Jones, O.D., Wagner, A.D., Faigman, D.L., Raichle. M.E. (2013). Neuroscientists in Court. In: «Nature Reviews Neuroscience», vol. XIV, n. 10, pp. 730-736.

Khalighinejad, N., Haggard, P. (2015). Modulating Human Sense of Agency with Non-Invasive Brain Stimulation. In: «Cortex», vol. LXIX, pp. 93-103.

Kornhuber, H.H., Deecke, L. (1965). Hirnpotentialänderungen bei Willkürbewegungen und passiven Bewegungen des Menschen: Bereitschaftspotential und reafferente Potentiale. In: «Pflügers Archive», vol. CCLXXXIV, pp. 1-17.

Lavazza, A., Sammicheli, L. (2012). Il delitto nel cervello. La mente tra scienza e diritto, Codice Edizioni, Torino.

Libet, B., Gleason, C.A., Wright, E.W., Pearl, D.K. (1983). Time of Conscious Intention to Act in Relation to Onset of Cerebral Activity (Readiness-Potential). In: «Brain», vol. CVI, n. 3, pp. 623-642.

Libet, B., Wright, E.W. Jr., Gleason, C.A. (1982). Readiness-Potentials Preceding Unrestricted “Spontaneous” vs. Pre-Planned Voluntary Acts. In: «Electroencephalography and Clinical Neurophysiology», vol. LIV, n. 3, pp. 322-335.

Linser, K., Goschke, T. (2007). Unconscious Modulation of the Conscious Experience of Voluntary Control. In: «Cognition», vol. CIV, n. 3, pp. 459-475.

Marraffa, M., Paternoster, A. (2013). Sentirsi esistere. Inconscio, coscienza, autocoscienza, Laterza, Roma-Bari.

Mischel, W., Ebbesen, E.B., Zeiss, A.R. (1972). Cognitive and Attentional Mechanisms in Delay of Gratification. In: «Journal of Personality and Social Psychology», vol. XXI, n. 2, pp. 204-218.

Moore, J., Haggard, P. (2008). Awareness of Action: Inference and Prediction. In: «Consciousness and Cognition», vol. XVII, n. 1, pp. 136-144.

Moore, J.M., Wegner, D.M., Haggard, P. (2009). Modulating the Sense of Agency with External Cues. In: «Consciousness and Cognition», vol. XVIII, n. 4, pp. 1056-1064.

Moore, M.S. (1993). Act and Crime: The Philosophy of Action and Its Implications for Criminal Law, Oxford University Press, New York.

Moretto, G., Walsh, E., Haggard, P. (2011). Experience of Agency and Sense of Responsibility. In: «Consciousness and Cognition», vol. XX, n. 4, pp. 1847-1854.

Morse, S.J. (2004). New Neuroscience, Old Problems: Legal Implications of Brain Science. In: «Cerebrum: The Dana Forum on Brain Science», vol. VI, n. 1, pp. 81-90.

Munakata, Y., Herd, S.A., Chatham, C.H., Depue, B.E., Banich, M.T., O’Reilly, R.C. (2011). A Unified Framework for Inhibitory Control. In: «Trends in Cognitive Sciences», vol. XV, n. 10, pp. 453-459.

Nisbett, R.E., Wilson, T.D. (1977). Telling More than We Can Know: Verbal Reports on Mental Processes. In: «Psychological Review», vol. LXXXIV, n. 3, pp. 231-259.

Parsons, S. (2015). The Loss of Control Defence-Fit for Purpose?. In: «The Journal of Criminal Law», vol. LXXIX, n. 2, pp. 94-101.

Passingham, R.E., Bengtsson, S.L., Lau, H.C. (2010). Medial Frontal Cortex: From Self-Generated Action to Reflection on One’s Own Performance. In: «Trends in Cognitive Sciences», vol. XIV, n. 1, pp. 16-21.

Schacter, D.L., Loftus, E.F. (2013). Memory and Law: What Can Cognitive Neuroscience Contribute?. In: «Nature Neuroscience», vol. XVI, pp. 119-123.

Schüür, F., Haggard, P. (2011). What Are Self-Generated Actions?, in: «Consciousness and Cognition», vol. XX, n. 4, pp. 1697-1704.

Shoemaker, D. (2011). Attributability, Answerability, and Accountability: Toward a Wider Theory of Moral Responsibility. In: «Ethics», vol. CXXI, n. 3, pp. 602-632.

Sirigu, A., Daprati, E., Pradat-Diehl, P., Franck, N., Jeannerod, M. (1999). Perception of Self-Generated Movement Following Left Parietal Lesion. In: «Brain», vol. CXXII, n. 10, pp. 1867-1874.

Smart, J.J.C. (1961). Free-Will, Praise and Blame. In: «Mind», vol. LXX, n. 279, pp. 291-306.

van Inwagen, P. (1983). An Essay on Free Will, Oxford University Press, New York.

Wegner, D.M. (2002). The Illusion of Conscious Will, MIT Press, Cambridge (MA).

Wolf, S. (1990). Freedom within Reason, Oxford University Press, New York.

Yaffe, G. (2012). Attempts: In the Philosophy of Action and the Criminal Law, Oxford University Press, Oxford.

Yang, Y., Glenn, A.L., Raine, A. (2008). Brain Abnormalities in Antisocial Individuals: Implications for the Law. In: «Behavioral Sciences & The Law», vol. XXVI, n. 1, pp. 65-83.

Yoshie, M., Haggard, P. (2017). Effects of Emotional Valence on Sense of Agency Require a Predictive Model. In: «Scientific Reports», vol. VII, Art.Nr. 8733 – doi: 10.1038/s41598-017-08803-3.




DOI: https://doi.org/10.4453/rifp.2019.0010

Copyright (c) 2019 Sofia Bonicalzi, Patrick Haggard

URLdella licenza: http://creativecommons.org/licenses/by/4.0/

Rivista internazionale di Filosofia e Psicologia - ISSN: 2039-4667 (print) - E-ISSN: 2239-2629 (online)

Registrazione al Tribunale di Milano n. 634 del 26-11-2010 - Direttore Responsabile: Aurelia Delfino

Web provider Aruba spa - Loc. Palazzetto, 4 - 52011 Bibbiena (AR) - P.IVA 01573850516 - C.F. e R.I./AR 04552920482

Licenza Creative Commons
Dove non diversamente specificato, i contenuti di Rivista Internazionale di Filosofia e Psicologia sono distribuiti con Licenza Creative Commons Attribuzione 4.0 Internazionale.